Wednesday, March 9, 2016

Deconstructing Risk Aversion


by Kent Aitken RSS / cpsrenewalFacebook / cpsrenewalLinkedIn / Kent Aitkentwitter / kentdaitkengovloop / KentAitken

A year ago a friend joined a new government organization, and one of the things she was struck by was how frank, honest, and transparent the external communications were.

Since then, my friend started writing a lot of the deputy head’s speeches. Not as a part of a communications branch, but as a strategic planner. At which point one of the explanations for the frank communications became clear: after a first draft, she sits in the deputy head’s office and talks it out with them to make edits. Just the two of them, while the four layers of management in between do their jobs elsewhere. 

The public service is risk-averse, they say. And when these people - whomever they are - say it, they usually mean it in a bad way: as a barrier to innovation, as a bottleneck to information-sharing or stakeholder engagement, or as a tendency to opt for safe and uncontroversial policy options when a much better policy option carries some chance of embarrassment.

I’d like to add a boring and functional possible explanation for that, alongside the usual slate of media, watchdogs, auditors, and career protection. I’d suggest that risk-aversion is a borderline inevitable function of how we approve things.

Here’s the long story short:
  • The time demands on senior executives allow little flexibility
  • Everyone in an approval chain approves everything about a proposal: not just the content, options, and recommendations, but the grammar, font, and format, and who else approved it
  • It’s worse than just approval; layers of management have to both personally approve of a proposal, but also A) believe that the people above them will approve it, and B) believe that those people will believe that the people above them will approve it (see: Where Good Ideas Go to Die)
  • There is rarely if ever direct communication between layers of the approval chain more than two steps apart
  • The goal when sending recommendations and questions for approval is to have things go up the approval chain exactly once; there is no mechanism for exploring possibilities or asking clarifying questions (e.g., “If the parameters are X, I recommend action A; if the parameters are Y, I recommend action B.”)
  • This is exacerbated because of the time demands on executives and how direction can shift - things tend to get approved at the last minute which completely rules out any two-way interaction with the final approver
All of which creates powerful incentives towards boring, safe, and precedented recommendations and external communications. There’s no time or mechanism to explore options and explain complex rationale.

Getting back to my speechwriter friend, to draft a frank and honest speech in an approval-chain/game-of-telephone system, she’d either need to send recommendations up long before drafting the speech and get clear parameters that all approvers would abide by, or she’d have to send two versions of the speech: one safe and “approvable,” and one frank and honest. And no one has time for either approach.

Her example provides one of the possible solutions: connecting the subject matter experts and the decision-makers (in many places around government, this already happens). Which has its downsides, sure. Analysts would have to learn an entirely new bedside manner, and some would be better at it than others. But that’s just a learning curve. And there’d be a lot more subject matter expertise in the room when decisions are made - which I think is a better deal for both sides of the table.

Friday, March 4, 2016

Defining Open Dialogue


by Nick Charney RSS / cpsrenewalFacebook / cpsrenewalLinkedIn / Nick Charneytwitter / nickcharneygovloop / nickcharneyGoogle+ / nickcharney

There's a conference program -- the Canadian Open Dialogue Forum -- that caught my eye earlier this week. The conference is trying to answer the question How can we realize the potential of open government in today's policy making environment?

It's a good question that likely merits further reflection. How we define the potential of open government is likely in flux as the new administration continues to refine its public policy agenda and distance itself from the previous administration. Given what I can discern about the organizers, the speakers and overall agenda, the conference could offer a unique opportunity to influence that refinement; especially on anything that relates to the broad mandate letter commitment, which as Kent rightly points out all being parsed all around town right now (See: An Honest Question on Responsible Government). To wit:
We have also committed to set a higher bar for openness and transparency in government. It is time to shine more light on government to ensure it remains focused on the people it serves. Government and its information should be open by default. If we want Canadians to trust their government, we need a government that trusts Canadians. It is important that we acknowledge mistakes when we make them. Canadians do not expect us to be perfect – they expect us to be honest, open, and sincere in our efforts to serve the public interest.
Not to mention the more specific ones:

  • Take a leadership role to review policies to improve the use of evidence and data in program innovation and evaluation, more open data, and a more modern approach to comptrollership
  • Accelerate and expand open data initiatives and make government data available digitally, so that Canadians can easily access and use it.
  • Work with the Minister of Justice to enhance the openness of government, including leading a review of the Access to Information Act to ensure that Canadians have easier access to their own personal information, that the Information Commissioner is empowered to order government information to be released and that the Act applies appropriately to the Prime Minister’s and Ministers’ Offices, as well as administrative institutions that support Parliament and the courts.

Moreover, having spoken with one of the principal organizers (a friend of mine) I can say that a lot of thought (and some enabling technology) has gone into trying to find ways to facilitate dialogue and co-creation with and among participants to bring them to ground on the conference theme. It's something that I've tried to architect in the past -- albeit with the old school technology of table guides and dedicated time for discussion and reporting out -- so I can say that it is a fairly ambitious undertaking that can produce some interesting insights and identify talent and/or expertise.

Hopefully there's room for discussions about the need for greater experimentation in policy development (See: Experimenting with Policy Development), about the relative maturity/immaturity of online tools for public engagement (See: Thinking, Fast and Slow about Online Public Engagement) and on the organizing principles of policy making in a digital era (See: On Organizing Principles: Policy or Delivery). These discussions are often too distributed to have significant impact and could benefit from catalyzing events such as these.

If you are in Ottawa on March 31/April 1 you might want to check it out.

Wednesday, March 2, 2016

What has changed? (now with answers)


by Kent Aitken RSS / cpsrenewalFacebook / cpsrenewalLinkedIn / Kent Aitkentwitter / kentdaitkengovloop / KentAitken



We have a tendency to focus on our to-do lists, and summarily wipe from memory those items we've accomplished and crossed off. So a couple weeks ago I asked "What has changed?" - referring to the public service - and invited people to reflect on the crossed-off items in their experience. Things that may seem small on their own, but combined with every other tiny step represent a lot of growth and change.

The invitation was both rhetorical and literal, and I'd like to share back some of answers people shared. Thank you to everyone who weighed in.

  • My workplace includes the technology - and crucially, the culture - to run full-scale meetings with colleagues anywhere if we choose to work remotely. - me
  • The idea that data is an integral piece of evidence-based decision-making is now de rigeur and widely accepted. - Sameer Vasta
  • Too many public servants to count on Twitter. More importantly, I no longer see anyone saying that they shouldn’t be. - Gray O’Byrne
  • I don’t know that I’m thinking “change”, because it’s not entirely different from 5 years ago, more so “evolved”. So what has evolved over the past few years?
    • Higher tolerance for reputational risks.
    • Increased demand for data-backed tactics/strategies. 
    • Growing recognition that work/life balance is largely a myth for knowledge workers.
    • Note: We’re not fully there yet, just baby stepping. - Nelly L
  • As a non-PS, open data and crowdsourcing social media has made it a lot easier to find individuals who know (or are in charge of) things and ask them directly what it is you want to know. Having written numerous grants, knowing more than just the barebones about a process because you could find a person involved makes the grants stronger and outcomes so much better.) More people than just the ultra-connected can now skip the nameless and generic email/phone lines and shorten the timeframe to as clear an answer as you can get. Huge value to business/the public if this skill becomes mainstream. - David Fleming
  • Last year I published a post called “Open Government is Trending.” It highlights some of the great things I’ve noticed in government: http://myeinsteinjob.blogspot.ca/2015/01/open-government-is-trending.html - Richard Pietro
  • Policy on Acceptable Network and Device Use, implemented in October 2013, includes a requirement to ensure that authorized users (employees) have open access to web 2.0 “tools and services that enhance productivity, communication and collaboration” [http://www.tbs-sct.gc.ca/pol/doc-eng.aspx?id=27122] - Terry Kelly
  • I see increased recognition that good policy-making is done by engaging stakeholders - which can be internal or external (and each type presents its own challenges) - which in turn gives greater value to the effort required to effectively engage stakeholders. There’s a price to pay in time and in information shared.  




Note: I did omit a few additions (some negative), only because there's a difference between a public Google doc and a blog post to which I'm going to draw attention and I wanted to err on the side of caution for others. Interestingly, one of those omissions was pretty much the polar opposite to the bullets on how the PS has "evolved." - Kent